Political Science 816
I, 2001-02
Bert Kritzer
Syllabus

POLITICAL SCIENCE 816
QUALITATIVE METHODOLOGIES FOR POLITICAL RESEARCH


NOTE: This syllabus is subject to minor changes.


General Objectives

This course is intended to acquaint students with a wide variety of research methods and styles used by students of political phenomena, concentrating on those approaches that are essentially nonquantitative in orientation. Other than where necessary for purposes of comparison, the seminar will not cover standard quantitatively-oriented topics such as survey design, experimental and quasi-experimental research, or statistics. The particular topics to be discussed include a variety of approaches, some positivist in orientation, some nonpositivist, but all involving an empirical emphasis.

The material in the course is divided into four parts:

  1. Approaches to assessing research methods.
  2. Issues of design in qualitative research.
  3. Methods of data collection.
  4. Approaches to analysis.

While the course does not presume a working familiarity with standard, quantitatively-oriented methodologies, those students who can draw on such a background may be advantaged in the course because those standard methodologies can be used as a baseline for evaluating the strengths and weaknesses of the alternative approaches that are the concern for this semester. I am not suggesting that quantitative methods are in any way better, simply that to judge one method, it must be compared to some other method.

There will be a number of guiding themes for the seminar:

  1. The rhetorical element of research, analysis, and presentation.
  2. Probabilistic (stochastic) versus deterministic explanation.
  3. The role of comparison as a tool for controlling variation.
  4. The importance of understanding what various methods can and cannot tell you.
  5. The search for patterns.
  6. The elimination of alternative explanations.

These themes will be the focus of our consideration and comparison of the methods that will be discussed during the semester.

While there is a "how-to-do" element in the course, I believe that one only learns "how to do" research in a particular style by actually do it (hopefully in a structured situation where substantial feedback and assistance is readily available). While for some of the research approaches we will discuss there is no way that they can actually be carried out in the kind of course context this will be, the course will incorporate a significant element of practical experience focused on differing approaches to data collection. During the first part of the semester, the emphasis will be on the kinds of opportunities, problems, and advantages offered by different research designs. Throughout the semester, we will try to draw on the experiences of others to learn about the pluses and minuses of different research strategies.

Course Organization

The course will be structured as a seminar; I do not plan to lecture. This places a substantial burden on students to come to the sessions prepared to talk. While in preparing the seminar, I drew upon a variety of methodologies that I have in fact used at one time or another, many of the methods to be discussed are not in my repertoire. I may, at various stages, bring in guests with experience in some of those methods.

Rescheduled Classes

While the normal class meeting time is Thursday afternoon, there are two or three occasions during the semester when it will be necessary to reschedule class. The first will be September 27 which is Yom Kippur; we will work out an alternative meeting time for this class at our first session. The second is November 22 which is Thanksgiving; that week will meet at noon on Monday. I may need to reschedule a third class in late October or early November.

The Practicum

The most difficult practical part of qualitative research is data collection and analysis. While research designs can be discussed and evaluated in the abstract, data collection and analysis is something that requires experience as well as theory. To accomplish this I have tried to identify a research exercise that should be of interest to all students in the class: explaining what is required to achieve success in undergraduate, university level teaching. We have a vast field laboratory on university teaching readily available. Students will be required to engage in several types of data collection to create a basis of analysis of this question. The types of data will involve interviews of faculty (at least three), interviews of students (at least three), nonparticipating observation (of at least three different classes), and a journal of your own teaching experience if you are currently teaching as either a TA or a lecturer, or a retrospective assessment if you are not currently teaching. At least one of the courses observed and one of each of the types of interviews must be done in an area outside of the social sciences and humanities (i.e., in science, math, engineering, medicine, etc.). You are welcome to define some specific question about teaching that you would like to focus on (e.g., use of video tools such as Powerpoint, role of teaching assistants, etc.); regardless of whether you take a general or specfic approach, you will need to provide me with a 3-5 page mini-research protocol on or before October 11 (the idea of a research protocol will be discussed in class and in the readings). In thinking about which classes you might observe, I would ask that you avoid classes with untenured faculty members (they are under enough pressure in the classroom without worrying that someone else is evaluating them). We will discuss the requirements and procedures for this exercise in more detail as the semester progresses.

Requirements and Grading

Grading in the course will be based upon seminar participation, and four written assignments. During the semester there will be two 6-8 page essays; each of these papers is to be a critique, with an emphasis on a methodological evaluation of substantitive conclusions, of a minimum of two pieces of research dealing with the same general substantive question. What I am seeking is a critical look at how the same question can be approached empirically in different ways. Students are encouraged to draw upon work in their own substantive fields in preparing these essays. At least two pieces of research not among the assigned readings must be discussed in each paper (also, students may not count the study they present in the seminar toward the two required pieces of research in each paper). One of the essays should focus on two studies that use fundamentally different types of research designs (e.g., case study, multiple case studies, cross-national, historical, etc.) and one should focus on two studies that use different types of data collection (e.g., interviews, observation, surveys, etc.). At least one study considered in each essay must rely primarily on qualitative methodologies. The third assignment will be a 10-12 page analysis of the data collected for the practical exercise; 2-4 pages of this assignment should be devoted to an analysis of the strengths and weaknesses of the various types of data you will have collected. The fourth written assignment will be a design or protocol for a major piece of qualitative research; this is expected to be a thorough and complete design for a doable project (e.g., a possible dissertation project).

Readings

As the assignments make clear, readings are drawn from a combination of methodological discussions and exemplary studies from the research styles covered. The reading load is heavy, and the number of books involved is large. I have ordered as "required" books that provide methodological discussions, and as "recommended" those that are applications of methods; this reflects my presumption that students may want to share some of the latter books (by forming "book buying collectives") given the number of books involved. Students are expected to do all of the reading listed under "required reading" whether or not the books were ordered as required or recommended. The articles and chapters not in the required or recommended books listed below are available in the Dean Room, at H.C. White Library, and on the web (the online syllabus includes links to the online materials).

COURSE OUTLINE

Week Topic & Reading

PART I: APPROACHES TO ASSESSING RESEARCH METHODS

1 Sept. 6

RHETORIC AND RESEARCH

2 Sept. 13

VALIDITY AND INFERENCE

  • Reading:
  • Other items of interest:
    • Cherryholmes, "Construct Validity and Discourses of Research," 96 American Journal of Education 421 (May 1988).
    • Weller and Romney, Systematic Data Collection
    • Lincoln and Guba, "Establishing Trustworthiness," in Naturalistic Inquiry, pp. 295-331.

PART II: ISSUES OF DESIGN IN QUALITATIVE RESEARCH

3 Sept. 20

THE CASE STUDY APPROACH

  • Readings:
    • Yin, Case Study Research: Design and Methods (2nd edition), pp. ix-xi, 1-77.
    • Kaufman, The Forest Ranger

  • Other items of interest
    • Eckstein, "Case Studies and Theory in Political Science," in Greenstein and Polsby (eds.), Handbook of Political Science
    • Feagin et al., The Case for the Case Study
    • Stake, The Art of Case Study Research
    • Hamel, Case Study Methods
    • Van Evera, "What Are Case Studies? How Should They Be Performed?" chapter 2 in Guide to Methods for Students of Political Science
    • Stoecker, "Evaluating and Rethinking the Case Study," 39 Sociolgical Review 80-112 (February 1991).
    • Lipset, "The Biography of a Research Project: Union Democracy," pp. 111-139 in Hammond (ed.), Sociologists at Work.
4 Sept. 27
(This class will meet Monday, October 1, 2-4 pm due to a conflict with Yom Kippur)

EXTENDING THE CASE STUDY: THE COMPARATIVE APPROACH

5 Oct. 4

CROSS-NATIONAL COMPARISON

6 Oct. 11

HISTORICAL ANALYSIS

******* MINI-PROTOCOL DUE AT CLASS, THURSDAY, OCTOBER 11 ********
7 Oct. 18

COMPARATIVE HISTORY


PART III: METHODS OF DATA COLLECTION

8 Oct. 25

FIELD RESEARCH--GENERAL AND ETHICAL ISSUE

  • Reading:
  • Additional assignment:
  • Other items of interest:
    • McLaughlin, "From the Field to the Courthouse: Shouls Social Science Research Be Privileged?" Law & Social Inquiry 24 (Fall 1999), 925-1003 [including accompanying comments and rejoinder]
    • Barrett and Cason, Facing the Field: A Practical Guide to Overseas Social Science Research
    • Sieber, Planning Ethically Responsible Research: A Guide for Students and Internal Review Boards
    • Whyte, Learning from the Field: A Guide From Experience, 35-64
    • Agar, Speaking of Ethnography
    • McGlynn and Tuden, Anthropological Approaches to Political Behavior: Contribution from Ethnology
    • Werner and Schoepfle, Systematic Fieldwork
    • Warren, Gender Issues in Field Research
    • Rynkiewich and Spradley, Ethics and Anthropology: Dilemmas in Fieldwork
    • Punch, The Politics and Ethics of Fieldwork
    • Gubrium and Silverman (eds.), The Politics of Field Research
    • Murphy, Getting the Facts
    • Johnson, Doing Field Research
    • Spradley, Participant Observation
    • Rose, Living the Ethnographic Life
    • Barley, The Innocent Anthropologist: Notes from a Mud Hut
    • Marcus and Fischer, Anthropology as Cultural Critique
    • Cohen, "Anthropology and Political Science: Courtship or Marriage," pp. 29-48 in Lipset (ed.), Politics and the Social Sciences
    • Geer, "First Days in the Field," pp. 372-398 in Hammond (ed.), Sociologists at Work.
    • Golde (ed.), Women in the Field: Anthropological Experiences (1st and 2nd editions)
    • Britan, "Some Problems of Fieldwork in the Federal Bureaucracy," Anthropology Quarterly 52 (1979) 211-220.
    • Daniels, "Self-Deception and Self-Discovery in Fieldwork," Qualitative Sociology 6 (1983), 195-214.
    • Spencer, "Field Research on Human Service Encounters: Diverse Solutions to Some Common Problems," 21 Sociological Methods & Research 372 (1993).

******* FIRST PAPER DUE WEDNESDAY, OCTOBER 24, NOON. ********
9 Nov. 1

NONPARTICIPATING OBSERVATION

10 Nov. 8

PARTICIPATING OBSERVATION

11 Nov. 15

SEMI-STRUCTURED AND IN-DEPTH INTERVIEWING


******* SECOND PAPER DUE MONDAY, NOVEMBER 19, NOON *******

12 Nov. 19 Monday, Noon

BACK FROM THE FIELD: A DISCUSSION WITH POLI SCI 816 ALUMNI

  • Reading:
    • [none]


PART IV: STYLES OF ANALYSIS

13 Nov. 29

WORKING WITH QUALITATIVE DATA

14 Dec. 6

STRATEGIES FOR ANALYSIS: ANALYZING TEXT, TRACING PROCESSES, AND CREATING NARRATIVES


******* RESEARCH PRACTICUM REPORT DUE WEDNESDAY, DECEMBER 12, NOON *******

PART V: FINISHING UP

15 Dec. 13

THINKING BACK: THE LESSONS OF THE RESEARCH PRACTICUM


******* RESEARCH PROTOCOL DUE FRIDAY, DECEMBER 21, 4 P.M. ********

* * * * * * * * * * * * * * * * * * * * * * * * *

OTHER TOPICS OF POTENTIAL INTEREST

A. GENERAL ISSUES IN NONQUANTITATIVE RESEARCH

  • Rabinow & Sullivan, Interpretive Social Science
  • Van Maanen, Qualitative Methodology
  • Patton, Qualitative Evaluation Methods
  • Webb et al., Nonreactive Measures in the Social Sciences
  • Glaser and Struss, The Discovery of Grounded Theory: Stategies for Qualitative Research

B. CULTURAL ANALYSIS

  • Geertz, The Interpretation of Cultures
  • Geertz, Local Knowledge
  • Merelman, Making Something of Ourselves
  • Gibbons (ed.), Contemporary Political Culture: Politics in a Postmodern Age

C. "COMPARATIVE THEORIES"

D. ETHNOMETHODOLOGY AND EXISTENTIAL SOCIOLOGY

  • Leiter, A Primer on Ethnomethodology
  • Garfinkel, Studies in Ethnomethodolgy
  • Douglas, Investigative Social Research
  • Mehan and Wood, The Reality of Ethnomethodology
  • Douglas and Johnson (eds.), Existential Sociology

E. INSTITUTIONAL AND ORGANIZATIONAL ANALYSIS

  • F. LEGAL ANALYSIS
  • Mermin, Law & the Legal System
  • Smart, The Ties that Bind
  • Carter, Reason in Law
  • Cardozo, The Nature of the Judicial Process
  • Merryman, The Civil Law Tradition
  • David, French Law
  • Hart, The Concept of Law
  • Downs, The Nazis in Skokie
  • Cooper, Hard Judicial Choices
  • Griffiths, The Politics of the Judiciary

G. MARXIST RESEARCH METHODS (mostly from references in Rosenau article listed below)

  • Agger, "Dialectical Sensibility," Canadian Journal of Political and Social Theory 1 (1977), 3-34, 47-56.
  • Bodemann, "The Fulfillment of Fieldwork in Marxist Praxis," Dialectical Anthropology 4 (1979), 151-161.
  • Freund & Abrams, "Ethnomethodology and Marxism: Their Use for Critical Theorizing," Theory and Society 3 (1976), 377-393.
  • Levine, Sober, and Wright, "Marxism and Methodological Individualism," New Left Review 162 (March/April 1987), 67-84.
  • Piccone, "Phenomenological Marxism," Telos 9 (1971), 3-31.
  • Roemer, "Mehtodological Individualism and Deductive Marxism," Theory and Society (July 1982), 513-520.
  • Rosenau, "Philosophy, Methodology, and Research: Marxist Assumptions about Inquiry," Comparative Political Studies 20 (1988), 423-454.
  • Sherman, "Dialectics as a Method," Insurgent Socioologist 6[4] (1976), 57-64.
  • Sylvan and Glasser, A Rationalist Methodology for the Social Sciences (1985)
  • Sztompka, "Marxism, Functionalism and the Systems Approach," pp. 133-156 in J. Wiatr (ed.), Polish Essays in the Methodology of the Social Science (1979).
  • Szmanski, "Marxism and Science," Insurgent Sociologist 3 (1973), 25-38.
  • Ukraintsev, "Marxism-Leninism and Social Science Methods," Social Sciences 9[3] (1978) 90-113.
  • Vaillancourt, When Marxists Do Research (1986)
  • Weldes, "Marxims and Methodological Individualism: A Critique," Theory and Society 18 (1989), 353-386.

H. FEMINIST METHODOLOGY (taken largely from a bibliography prepared by Gina Sapiro)

  • Alcoff, "Justifying Feminist Social Science," Hypatia: A Journal of Feminist Philosophy 2 (1987), 107-128.
  • Belenky et al., Women's Ways of Knowing: The Development of Self, Voice, and Mind (1986).
  • Billson, "The Progressive Verification Method: Toward a Feminist Methodology for Studying Women Cross-Culturally,"Women's Studies International Forum 14 (1991), 201-208.
  • Blau, "On the Role of Values in Feminist Scholarship," Signs 3 (1981), 538-540.
  • Nielsen (ed.), Feminist Research Methods: Readings from the Social Sciences (1990).
  • Eichler, Nonsexist Research Methods: A Practical Guide (1988).
  • Cook and Fonow, "Knowledge and Women's Interests: Issues of Epistemology and Methodology in Feminist Sociological Research," Sociological Quarterly (or Sociological Inquiry) 56 (1986), 2-29.
  • DeVault, "Women's Talk: Feminist Strategies for Analyzing Research Interviews," Women and Language 10 (Spring 1987), 33-36.
  • DeVault, "Talking and Listening from Women's Standpoint: Feminist Strategies for Interviewing and Analysis," Social Problems 37 (1990), 701-721.
  • Easterday, Papdemas, Schorr, and Valentine, "The Making of a Female Researcher: Rol.e Problems in Fieldwork," Urban Life 6 (1977), 333-348.
  • Eichlker, The Double Standard: A Feminist Critique of Feminist Social Science (1980).
  • Mies, "Women's Research or Feminist Research? The Debate Surrounding Feminist Science and Methods," pp. 60-84 in Fonow and Cood (eds.), Beyond Methodology: Feminist Scholarship as Lived Research (1991).
  • Fee, "A Feminist Critique of Scientific Objectivity," Science for the People 14 (1982), 30-33.
  • Fonow and Cood (eds.), Beyond Methodology: Feminist Scholarship as Lived Research (1991).
  • Ginzberg, "Uncovering Gynocentric Science," Hypatia: A Journal of Feminist Philosophy 2 (12987), 89-106.
  • Golde (ed.), Women in the Field: Anthropological Experiences (1st ed., 1970; 2nd ed., 1986)
  • Gottlieb and Bombyk, "Strategies for Stengthening Feminist Research," Affilia: Journal of Women and Social Work 2 (1987), 99-114.
  • Grant, Ward, and Rong, "Is There an Association between Gender and Methods in Sociological Research?" American Sociological Review 52 (1987), 856-862.
  • Griffiths, "Feminist Research and the Use of Drama," Women's Studies International Forum 7 (1984), 511-519.
  • Harding, The Science Question in Feminism (1986)
  • Harding, Feminism and Methodology: Social Science Issues (1987)
  • Harding, "The Method Question," Hypatia: A Journal of Feminist Philosophy 2 (1987), 19-36.
  • Hawkesworth, "Beyond Methodological Monism," Women and Politics 7 (1987), 5-10.
  • Hekman, "The Feminization of Epistemology: Gender and the Social Sciences," Women and Politics 7 (1987), 65-84.
  • Hubbard, "Science, Facts, and Feminism," Hypatia: A Journal of Feminist Philosophy 3 (1988), 5-18.
  • Juyaratne and Stewart, "Quantitative and Qualitative Methods in the Socience Sciences: Current Feminist Issues and Practical Strategies," pp. 85-106 Fonow and Cood (eds.), Beyond Methodology: Feminist Scholarship as Lived Research (1991).
  • Longino, "Can There Be a Feminist Science?" Hypatia: A Journal of Feminist Philosophy 2 (1987), 51-64.
  • Moore, Feminism and Anthropology (1989)
  • Reinharz, Feminist Methods in Social Research (1992).
  • Sprague and Zimmerman, "Quality and Quantity: Reconstructing Feminist Methodology," The American Sociologist 20 (1989), 71-86.
  • Warren, Gender Issues in Field Research (1988)
  • Westkott, "Feminist Criticism of the Social Sciences," Harvard Educational Review 49 (1979), 422-430.

I. PSYCHOANALYTIC APPROACHES

  • Erikson, "On the Nature of Psycho-Historical Evidence: In Search of Gandhi," 97 Daedalus 695 (1968).
  • Erikson, Childhood and Society, pp. 189-194, 247-274, 326-358.
  • Erikson, Gandhi's Truth
  • Erikson, Young Man Luther
  • Greenstein, Personality and Politics, pp. 63-93.
  • Goodheart, "The Odyssey of Malcom X: An Eriksonian Interpretation," 52 The Historian 47-62 (1990).
  • George & George, Woodrow Wilson and Colonel House
  • Lasswell, Psychopathology and Politics, pp. 1-77.
  • Wolfenstein, The Revolutionary Personality

Bert Kritzer, 608-263-2277, Kritzer@PoliSci.Wisc.Edu

Last modified October15, 2001